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What you can and can’t say without an AFSL and when is an SOA required?

Interactive tool

Use our interactive compliance tool link below – for clear, concise guidance on what you can and can’t say in your next SMSF meeting, including when you will need a Statement of Advice.  This tool is specifically designed for accountants who don’t have an AFSL and is based on our  detailed ‘safe use’ guides below which have been reviewed by specialist financial services lawyers.

You can access the interactive tool here.

Detailed guides

For A.S.A.P.’s complete “Safe use” guides, click the following links:

  • Guide 1 covers the detail about what an unlicensed accountant can do for their SMSF client and when to refer to an adviser or a digital advice platform
  • Guide 2 – covering how unlicensed accountants can safely refer clients to a digital adviser for financial product advice

 

 

in ASIC and licensing

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